<!-- headlesslaw {"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"from:2022-08-02","held_since":"2022-08-02","gaps":[],"covered":["2017/565 — Delegated act — Organisational requirements and operating conditions [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifid-ii/level-2/delegated-acts/2017-565-organisational-requirements-and-operating-conditions-for/articles/74","url":"https://www.headlesslaw.com/mifid-ii/level-2/delegated-acts/2017-565-organisational-requirements-and-operating-conditions-for/articles/74","title":"Article 74 — Record keeping of client orders and decision to deal (Article 16(6) of Directive 2014/65/EU)","family":"l2_unit_view","work_id":"spaces/mifid-ii/level-2/delegated-acts/2017-565-organisational-requirements-and-operating-conditions-for","view_of":"/mifid-ii/level-2/delegated-acts/2017-565-organisational-requirements-and-operating-conditions-for","status":"in_force","force_status":"in_force","date_state":"current","requested_date":null,"as_of":"2026-11-02","applies_from":null,"application":null,"version_label":"Consolidated version of 2 August 2022","check":{"against":"EUR-Lex","on":"2026-10-26"},"check_result":"matched","official_url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02017R0565-20220802","valid_from":"2017-04-20","valid_until":null,"content_id":"4af9bc60ee7068c7","versions":["2017-04-20"],"version_url":"https://www.headlesslaw.com/mifid-ii/level-2/delegated-acts/2017-565-organisational-requirements-and-operating-conditions-for/articles/74/versions/2022-08-02","revision_url":"https://www.headlesslaw.com/mifid-ii/level-2/delegated-acts/2017-565-organisational-requirements-and-operating-conditions-for/articles/74/versions/2022-08-02/rev/4af9bc60ee7068c7","versions_url":"https://www.headlesslaw.com/mifid-ii/level-2/delegated-acts/2017-565-organisational-requirements-and-operating-conditions-for/articles/74/versions","relations_url":"https://www.headlesslaw.com/mifid-ii/level-2/delegated-acts/2017-565-organisational-requirements-and-operating-conditions-for/articles/74/relations","act_url":"https://www.headlesslaw.com/mifid-ii/level-2/delegated-acts/2017-565-organisational-requirements-and-operating-conditions-for#art-74","source_line":"Commission Delegated Regulation (EU) 2017/565 · binding · OJ L 87, 31.3.2017 · dated 25 Apr 2016 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"delegated_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2016-04-25","entry_into_force":"2017-04-20","locators":{"document_date":"CELLAR 32017R0565 work_date_document","entry_into_force":"CELLAR 32017R0565 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifid-ii/level-2/delegated-acts/2017-565-organisational-requirements-and-operating-conditions-for","path":"/mifid-ii/level-2/delegated-acts/2017-565-organisational-requirements-and-operating-conditions-for","name":"Commission Delegated Regulation (EU) 2017/565","number":"2017/565","celex":"32017R0565","title_official":"COMMISSION DELEGATED REGULATION (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (Text with EEA relevance)","document_date":"2016-04-25"},"position":{"kind":"article","key":"74","index":75,"articles":92,"annexes":4},"prev":{"path":"/mifid-ii/level-2/delegated-acts/2017-565-organisational-requirements-and-operating-conditions-for/articles/73","key":"73","title":"Article 73 — Record keeping of rights and obligations of the investment firm and the client (Article 25(5) of Directive 2014/65/EU)"},"next":{"path":"/mifid-ii/level-2/delegated-acts/2017-565-organisational-requirements-and-operating-conditions-for/articles/75","key":"75","title":"Article 75 — Record keeping of transactions and order processing (Article 16(6) of Directive 2014/65/EU)"},"act_anchor":"#art-74"}}} -->
# Article 74 — Record keeping of client orders and decision to deal (Article 16(6) of Directive 2014/65/EU)

**Commission Delegated Regulation (EU) 2017/565 · binding · OJ L 87, 31.3.2017 · dated 25 Apr 2016 [in force]**

*In force · Consolidated version of 2 August 2022 · Checked against EUR-Lex on 26 Oct 2026 · [Official source](https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02017R0565-20220802)*

An investment firm shall, in relation to every initial order received from a client and in relation to every initial decision to deal taken, immediately record and keep at the disposal of the competent authority at least the details set out in Section 1 of Annex IV to this Regulation to the extent they are applicable to the order or decision to deal in question.

Where the details set out in Section 1 of Annex IV to this Regulation are also prescribed under Articles 25 and 26 of Regulation (EU) No 600/2014, these details should be maintained in a consistent way and according to the same standards prescribed under Articles 25 and 26 of Regulation (EU) No 600/2014.
