{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"from:2023-03-23","held_since":"2023-03-23","gaps":[],"covered":["MiFID II L1"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":null,"checked_against":null},"truncation":{"shown":8,"total":8,"capped":false,"cap":1000,"next_cursor":null},"failures":[],"incomplete":[]},"page":{"path":"/mifid-ii/articles/7","url":"https://www.headlesslaw.com/mifid-ii/articles/7","title":"Article 7 — Procedures for granting and refusing requests for authorisation","work_id":"mifid2","date_state":"past","as_of":"2026-06-06","relations_url":"https://www.headlesslaw.com/mifid-ii/articles/7/relations"},"as_of":"2026-06-06","counts":{"refers_to:out":5,"amended_by:out":1,"implements:in":2},"relations":[{"edge_id":"12e7ca0f694104dde4e0","scope":"unit","type":"refers_to","direction":"out","resolution":"resolved","basis":"explicit_legal_cross_reference","method":"extracted_relationships","confidence":"medium","src_from":"2026-06-06","src_until":null,"span":"Article 9(6)","dst_raw":"eu.mifid2.article.9","other":{"work_id":"mifid2","level":"L1","locator":"mifid2/art/9","url":"/mifid-ii/articles/9","title":"Management body","key":"9","state_on_date":"in_force"},"evidence":{"object":"eu.mifid2.legal_text.article.7","source_block_id":"eu.mifid2.article.7.paragraph.4.point.b"}},{"edge_id":"f142dac19f485a7d4e87","scope":"unit","type":"refers_to","direction":"out","resolution":"resolved","basis":"explicit_legal_cross_reference","method":"extracted_relationships","confidence":"medium","src_from":"2026-06-06","src_until":null,"span":"Article 9(5)","dst_raw":"eu.mifid2.article.9","other":{"work_id":"mifid2","level":"L1","locator":"mifid2/art/9","url":"/mifid-ii/articles/9","title":"Management body","key":"9","state_on_date":"in_force"},"evidence":{"object":"eu.mifid2.legal_text.article.7","source_block_id":"eu.mifid2.article.7.paragraph.4.point.b"}},{"edge_id":"2e909124f2fc5c92817f","scope":"unit","type":"refers_to","direction":"out","resolution":"resolved","basis":"explicit_legal_cross_reference","method":"extracted_relationships","confidence":"medium","src_from":"2026-06-06","src_until":null,"span":"Article 10(1)","dst_raw":"eu.mifid2.article.10","other":{"work_id":"mifid2","level":"L1","locator":"mifid2/art/10","url":"/mifid-ii/articles/10","title":"Shareholders and members with qualifying holdings","key":"10","state_on_date":"in_force"},"evidence":{"object":"eu.mifid2.legal_text.article.7","source_block_id":"eu.mifid2.article.7.paragraph.4.point.c"}},{"edge_id":"1c9565f7cf23542ec56a","scope":"unit","type":"amended_by","direction":"out","resolution":"external","basis":"cellar_consolidation_metadata","method":"cellar-inventory","confidence":"single_act","src_from":"2026-06-06","src_until":null,"span":null,"dst_raw":"32024L2811","other":null,"evidence":{"consolidation":"02014L0065-20260606","incorporates":["32024L2811"],"inventory":"_research/platform/extract/out/cellar/mifid2/inventory.json"}},{"edge_id":"8d41ebbdbf95c50ad288","scope":"unit","type":"refers_to","direction":"out","resolution":"resolved","basis":"explicit_legal_cross_reference","method":"extracted_relationships","confidence":"medium","src_from":"2026-06-06","src_until":null,"span":"Article 9(5)","dst_raw":"eu.mifid2.article.9","other":{"work_id":"mifid2","level":"L1","locator":"mifid2/art/9","url":"/mifid-ii/articles/9","title":"Management body","key":"9","state_on_date":"in_force"},"evidence":{"object":"eu.mifid2.legal_text.article.7","source_block_id":"eu.mifid2.article.7.paragraph.5"}},{"edge_id":"8d46c3e7bb85f5be899a","scope":"unit","type":"refers_to","direction":"out","resolution":"external","basis":"explicit_legal_cross_reference","method":"extracted_relationships","confidence":"medium","src_from":"2026-06-06","src_until":null,"span":"Article 15","dst_raw":"Regulation (EU) No 1095/2010","other":null,"evidence":{"object":"eu.mifid2.legal_text.article.7","source_block_id":"eu.mifid2.article.7.paragraph.5","target_act":"Regulation (EU) No 1095/2010","target_celex":"32010R1095"}},{"edge_id":"6ec0a094cfb7fa7e80e4","scope":"unit","type":"implements","direction":"in","resolution":"resolved","basis":"curated_edge_tsv","method":"bl21-edge-tsv","confidence":"curated","src_from":"2017-11-15","src_until":null,"span":null,"dst_raw":"eu.mifid2.article.7","other":{"work_id":"spaces/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment","level":"L2","locator":"spaces/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/head","url":"/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment","title":"ITS — Notifications by and to applicant and authorised investment firms [in force]","key":"2017/1945","state_on_date":"in_force"},"evidence":{"tsv":"_research/coverage/bl21-l1-l2l3-edges.tsv","row":522,"evidence":"legal_basis: the third subparagraph of Article 7(5) MiFID II | CELLAR 32017R1945: A07P5L3","doc_type":"its"}},{"edge_id":"096854df7efe67876d98","scope":"unit","type":"implements","direction":"in","resolution":"resolved","basis":"curated_edge_tsv","method":"bl21-edge-tsv","confidence":"curated","src_from":"2017-11-15","src_until":null,"span":null,"dst_raw":"eu.mifid2.article.7","other":{"work_id":"spaces/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of","level":"L2","locator":"spaces/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of/head","url":"/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of","title":"RTS — Authorisation of investment firms [in force]","key":"2017/1943","state_on_date":"in_force"},"evidence":{"tsv":"_research/coverage/bl21-l1-l2l3-edges.tsv","row":532,"evidence":"legal_basis: Article 7(4) MiFID II | CELLAR 32017R1943: A07P4","doc_type":"rts"}}],"not_served":["exempts","derogates_from"],"note":"inverse edges are computed from the stored direction; floating targets are resolved on as_of (other.state_on_date)"}