<!-- headlesslaw {"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"from:2023-03-23","held_since":"2023-03-23","gaps":[],"covered":["MiFID II L1"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifid-ii/annexes/annex-iii","url":"https://www.headlesslaw.com/mifid-ii/annexes/annex-iii","title":"Annex III","family":"l1_generated","work_id":"mifid2","status":"in_force","force_status":"in_force","date_state":"current","requested_date":null,"as_of":"2026-11-02","applies_from":null,"application":null,"version_label":"Consolidated version of 6 June 2026","check":{"against":"EUR-Lex","on":"2026-10-26"},"check_result":"matched","official_url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02014L0065-20260606","valid_from":"2026-06-06","valid_until":null,"revision":1,"content_id":"0ebc67f688bcc5ae","change_date":null,"nearest_versions":["2026-06-06"],"first_text_date":"2014-05-15","correction_applies":false,"versions":["2026-06-06"],"version_url":"https://www.headlesslaw.com/mifid-ii/annexes/annex-iii/versions/2026-06-06","revision_url":"https://www.headlesslaw.com/mifid-ii/annexes/annex-iii/versions/2026-06-06/rev/0ebc67f688bcc5ae","versions_url":"https://www.headlesslaw.com/mifid-ii/annexes/annex-iii/versions","relations_url":"https://www.headlesslaw.com/mifid-ii/annexes/annex-iii/relations","source_line":null,"attribution":null}} -->
---
title: "Annex III"
type: regulation
legal_status: in_force
source: "https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02014L0065-20260606"
source_retrieved: 2026-10-02
shortTitle: "Annex III"
instrument_type: level1_directive
authority: Commission
binding: true
binding_character: binding
mica_level2: false
legal_basis: "Directive 2014/65/EU"
instrument: mifid2
celex: "32014L0065"
regulation: MiFID II
regulation-full: "Directive 2014/65/EU"
annex: III
status: in_force
object_id: eu.mifid2.legal_text.annex.iii
text_version: "Consolidated version of 6 June 2026"
source_url: "https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02014L0065-20260606"
check_status: matched
verified: true
last_checked: 2026-10-26
---

*In force · Consolidated version of 6 June 2026 · Checked against EUR-Lex on 26 Oct 2026 · [Official source](https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02014L0065-20260606)*

### PART A

### Repealed Directive with list of its successive amendments

### (referred to in Article 94)

Directive 2004/39/EC of the European Parliament and of the Council (OJ L 145, 30.4.2004, p. 1).

Directive 2006/31/EC of the European Parliament and of the Council (OJ L 114, 27.4.2006, p. 60).

Directive 2007/44/EC of the European Parliament and of the Council (OJ L 247, 21.9.2007, p. 1).

Directive 2008/10/EC of the European Parliament and of the Council (OJ L 76, 19.3.2008, p. 33).

Directive 2010/78/EC of the European Parliament and of the Council (OJ L 331, 15.12.2010, p. 120).

### PART B

### List of time-limits for transposition into national law

### (referred to in Article 94)

Directive 2004/39/EC

<table data-header-hidden><thead><tr><th valign="top"></th><th valign="top"></th></tr></thead><tbody><tr><td valign="top">Transposition period</td><td valign="top">31 January 2007</td></tr><tr><td valign="top">Implementation period</td><td valign="top">1 November 2007</td></tr></tbody></table>

Directive 2006/31/EC

<table data-header-hidden><thead><tr><th valign="top"></th><th valign="top"></th></tr></thead><tbody><tr><td valign="top">Transposition period</td><td valign="top">31 January 2007</td></tr><tr><td valign="top">Implementation period</td><td valign="top">1 November 2007</td></tr></tbody></table>

Directive 2007/44/EC

<table data-header-hidden><thead><tr><th valign="top"></th><th valign="top"></th></tr></thead><tbody><tr><td valign="top">Transposition period</td><td valign="top">21 March 2009</td></tr></tbody></table>

Directive 2010/78/EC

<table data-header-hidden><thead><tr><th valign="top"></th><th valign="top"></th></tr></thead><tbody><tr><td valign="top">Transposition period</td><td valign="top">31 December 2011</td></tr></tbody></table>
