{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2026-10-26","gaps":[],"covered":["2016/959 — ITS — Market soundings systems (ITS) [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mar/level-2/its/2016-959-market-soundings-systems/annexes/annex-i","url":"https://www.headlesslaw.com/mar/level-2/its/2016-959-market-soundings-systems/annexes/annex-i","title":"ANNEX I","family":"l2_unit_view","work_id":"spaces/mar/level-2/its/2016-959-market-soundings-systems","view_of":"/mar/level-2/its/2016-959-market-soundings-systems","status":"in_force","force_status":"in_force","date_state":"current","requested_date":null,"as_of":"2026-11-01","applies_from":null,"application":null,"version_label":"Commission Implementing Regulation (EU) 2016/959, OJ L 160, 17.6.2016","check":{"against":"EUR-Lex","on":"2026-10-26"},"check_result":"matched","official_url":"https://eur-lex.europa.eu/eli/reg_impl/2016/959/oj/eng","valid_from":"2016-06-18","valid_until":null,"content_id":"fd8bdf12a2a23992","versions":["2016-06-18"],"version_url":"https://www.headlesslaw.com/mar/level-2/its/2016-959-market-soundings-systems/annexes/annex-i/versions/2026-10-26","revision_url":"https://www.headlesslaw.com/mar/level-2/its/2016-959-market-soundings-systems/annexes/annex-i/versions/2026-10-26/rev/fd8bdf12a2a23992","versions_url":"https://www.headlesslaw.com/mar/level-2/its/2016-959-market-soundings-systems/annexes/annex-i/versions","relations_url":"https://www.headlesslaw.com/mar/level-2/its/2016-959-market-soundings-systems/annexes/annex-i/relations","act_url":"https://www.headlesslaw.com/mar/level-2/its/2016-959-market-soundings-systems#annex-i","source_line":"Commission Implementing Regulation (EU) 2016/959 · binding · OJ L 160, 17.6.2016 · dated 17 May 2016 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"implementing_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2016-05-17","entry_into_force":"2016-06-18","locators":{"document_date":"CELLAR 32016R0959 work_date_document","entry_into_force":"CELLAR 32016R0959 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mar/level-2/its/2016-959-market-soundings-systems","path":"/mar/level-2/its/2016-959-market-soundings-systems","name":"Commission Implementing Regulation (EU) 2016/959","number":"2016/959","celex":"32016R0959","title_official":"COMMISSION IMPLEMENTING REGULATION (EU) 2016/959 of 17 May 2016 laying down implementing technical standards for market soundings with regard to the systems and notification templates to be used by disclosing market participants and the format of the records in accordance with Regulation (EU) No 596/2014 of the European Parliament and of the Council (Text with EEA relevance)","document_date":"2016-05-17"},"position":{"kind":"annex","key":"annex-i","index":1,"articles":5,"annexes":3},"prev":{"path":"/mar/level-2/its/2016-959-market-soundings-systems/articles/5","key":"5","title":"Article 5 — Entry into force"},"next":{"path":"/mar/level-2/its/2016-959-market-soundings-systems/annexes/annex-ii","key":"annex-ii","title":"ANNEX II"},"act_anchor":"#annex-i"}},"provenance":{"official_url":"https://eur-lex.europa.eu/eli/reg_impl/2016/959/oj/eng","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/mar/level-2/its/2016-959-market-soundings-systems.md","unit_text_sha256":"0e9cf1c85f71f70db85b866d071132fa2abfc57fb380e4b1595e923eae5d237f","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/mar/level-2/its/2016-959-market-soundings-systems/annex-i","kind":"annex","key":"annex-i","heading":"ANNEX I","text":"## ANNEX I\n\n<a id=\"annex-i\"></a>Template for the written minutes and notes referred to in Article 6(2)(d) of Delegated Regulation (EU) 2016/960 where inside information is disclosed\n\n<!-- lint: table-cell-ok — verbatim annex reporting-template grid from the source regulation -->\n| Item | Text field |\n|---|---|\n| i. Identity of the disclosing market participant | Full names of the disclosing market participant and of the person within the disclosing market participant providing the information and the contact details used for the communication. |\n| ii. Identity of the person receiving the communication | Full name of the person receiving the communication and the contact details used for the communication. |\n| iii. Date and time of the communication | Date and time(s) of the communication specifying the time zone. |\n| iv. Clarification of the nature of the conversation in accordance with Article 3(3)(a) of Delegated Regulation (EU) 2016/960 | Record of the statement that the communication takes place for the purposes of a market sounding. |\n| v. Confirmation of the identity of the person receiving the market sounding in accordance with Article 3(3)(c) of Delegated Regulation (EU) 2016/960 | Record of the information about the confirmation from the contacted person that the disclosing market participant is communicating with the person entrusted by the potential investor to receive the market sounding. |\n| vi. Clarification in accordance with Article 3(3)(d) of Delegated Regulation (EU) 2016/960 that inside information will be communicated | Record of the statement clarifying that, if agreeing to receive the market sounding, the person receiving the communication of information will receive information which the disclosing market participant considers to be inside information and a reference to the obligation set forth in Article 11(7) of Regulation (EU) No 596/2014. |\n| vii. Information on the estimation of when the information ceases to be inside information, in accordance with Article 3(3)(e) of Delegated Regulation (EU) 2016/960 | Record of the information given, if any, on the estimated time when the information is expected to be made public or the transaction launched, with an explanation of why this may be subject to change and how the person receiving the market sounding will be informed in case the estimated time is no longer valid. |\n| viii. Statement regarding the obligations of the person receiving the communication in accordance with Article 3(3)(f) of Delegated Regulation (EU) 2016/960 | Record of the statement explaining to the person receiving the communication the obligations that apply to the possession of inside information, in accordance with points (b), (c) and (d) of subparagraph 1 of Article 11(5) of Regulation (EU) No 596/2014. |\n| ix. Confirmation of consent in accordance with Article 3(3)(g) of Delegated Regulation (EU) 2016/960 | Record of the information about the consent of the person receiving the market sounding to receive the inside information, as referred to in point (a) of subparagraph 1 of Article 11(5) of Regulation (EU) No 596/2014 (request and reply). |\n| x. Disclosure of information in accordance with Article 3(3)(h) of Delegated Regulation (EU) 2016/960 | Description of the information disclosed for the purposes of the market sounding, identifying the information considered to be inside information. |\n\n","marks":[],"text_hash":"0e9cf1c85f71f70db85b866d071132fa2abfc57fb380e4b1595e923eae5d237f","revision":1}}