{"release":{"id":"2d86bd12ba77a288053b34ea2517324b92d03c8039b7f5d156fa4002421384a1","published":"2026-11-10T16:06:46Z","pinned":false},"limits":{"coverage":{"history":"from:2022-11-29","held_since":"2022-11-29","gaps":[],"covered":["153/2013 — RTS — Requirements for central counterparties [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"2d86bd12ba77a288053b34ea2517324b92d03c8039b7f5d156fa4002421384a1","release_published":"2026-11-10T16:06:46Z","checked_at":"2026-11-09","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/emir/level-2/rts/153-2013-requirements-for-central-counterparties/articles/15","url":"https://www.headlesslaw.com/emir/level-2/rts/153-2013-requirements-for-central-counterparties/articles/15","title":"Article 15 — Business 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Delegated Regulation (EU) No 153/2013 · binding · OJ L 52, 23.2.2013 · dated 19 Dec 2012 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"delegated_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2012-12-19","entry_into_force":"2013-03-15","locators":{"document_date":"CELLAR 32013R0153 work_date_document","entry_into_force":"CELLAR 32013R0153 resource_legal_date_entry-into-force (earliest on or after the document date)"}},"adoption":null},"context":{"act":{"work_id":"spaces/emir/level-2/rts/153-2013-requirements-for-central-counterparties","path":"/emir/level-2/rts/153-2013-requirements-for-central-counterparties","name":"Commission Delegated Regulation (EU) No 153/2013","number":"153/2013","celex":"32013R0153","title_official":"COMMISSION DELEGATED REGULATION (EU) No 153/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on requirements for central counterparties (Text with EEA relevance)","document_date":"2012-12-19"},"position":{"kind":"article","key":"15","index":15,"articles":62,"annexes":2},"prev":{"path":"/emir/level-2/rts/153-2013-requirements-for-central-counterparties/articles/14","key":"14","title":"Article 14 — Position records"},"next":{"path":"/emir/level-2/rts/153-2013-requirements-for-central-counterparties/articles/16","key":"16","title":"Article 16 — Records of data reported to a trade repository"},"act_anchor":"#art-15"}},"provenance":{"official_url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02013R0153-20240307","check":{"result":"matched","checked_at":"2026-11-09","against":"EUR-Lex"},"repo_path":null,"unit_text_sha256":"e5f2d213c9b7e9b49370b93ac95fa071990e923a2326d8cce7d3417346c5f29f","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/emir/level-2/rts/153-2013-requirements-for-central-counterparties/art-15","kind":"article","key":"15","heading":"Article 15 — Business records","text":"## <a id=\"art-15\"></a>Article 15 — Business records\n\n1. <a id=\"art-15-p-1\"></a>A CCP shall maintain adequate and orderly records of activities related to its business and internal organisation.\n\n2. <a id=\"art-15-p-2\"></a>The records referred to in paragraph 1 shall be made each time a material change in the relevant documents occurs and shall include at least:\n\n    <a id=\"art-15-p-2-a\"></a>**(a)** the organisational charts for the board and relevant committees, clearing unit, risk management unit, and all other relevant units or divisions;\n\n    <a id=\"art-15-p-2-b\"></a>**(b)** the identities of the shareholders or members, whether direct or indirect, natural or legal persons, that have qualifying holdings and the amounts of those holdings;\n\n    <a id=\"art-15-p-2-c\"></a>**(c)** the documents attesting the policies, procedures and processes required under Chapter III and Article 29;\n\n    <a id=\"art-15-p-2-d\"></a>**(d)** the minutes of board meetings and, if applicable, of meetings of sub-committees of the board and of senior management committees;\n\n    <a id=\"art-15-p-2-e\"></a>**(e)** the minutes of meetings of the risk committee;\n\n    <a id=\"art-15-p-2-f\"></a>**(f)** the minutes of consultation groups with clearing members and clients, if any;\n\n    <a id=\"art-15-p-2-g\"></a>**(g)** internal and external audit reports, risk management reports, compliance reports, and reports by consultant companies, including management responses;\n\n    <a id=\"art-15-p-2-h\"></a>**(h)** the business continuity policy and disaster recovery plan, required under Article 17;\n\n    <a id=\"art-15-p-2-i\"></a>**(i)** the liquidity plan and the daily liquidity reports, required under Article 32;\n\n    <a id=\"art-15-p-2-j\"></a>**(j)** records reflecting all assets and liabilities and capital accounts as required under [Article 16](../../articles/16.md) of Regulation (EU) No 648/2012;\n\n    <a id=\"art-15-p-2-k\"></a>**(k)** complaints received, with information on the complainant’s name, address, and account number; the date the complaint was received; the name of all persons identified in the complaint; a description of the nature of the complaint; the disposition of the complaint, and the date the complaint was resolved;\n\n    <a id=\"art-15-p-2-l\"></a>**(l)** records of any interruption of services or dysfunction, including a detailed report on the timing, effects and remedial actions;\n\n    <a id=\"art-15-p-2-m\"></a>**(m)** records of the results of the back and stress tests performed;\n\n    <a id=\"art-15-p-2-n\"></a>**(n)** written communications with competent authorities, ESMA and the relevant members of the ESCB;\n\n    <a id=\"art-15-p-2-o\"></a>**(o)** legal opinions received in accordance with Chapter III;\n\n    <a id=\"art-15-p-2-p\"></a>**(p)** where applicable, documentation regarding interoperability arrangements with other CCPs;\n\n    <a id=\"art-15-p-2-q\"></a>**(q)** the information under Article 10(1)(b)(vii) and (1)(d);\n\n    <a id=\"art-15-p-2-r\"></a>**(r)** the relevant documents describing the development of new business initiatives.\n\n","marks":[],"text_hash":"e5f2d213c9b7e9b49370b93ac95fa071990e923a2326d8cce7d3417346c5f29f","revision":1}}