{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"from:2022-10-27","held_since":"2022-10-27","gaps":[],"covered":["150/2013 — RTS — Details of the application for registration as a trade repository [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository/articles/11","url":"https://www.headlesslaw.com/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository/articles/11","title":"Article 11 — Fitness and properness","family":"l2_unit_view","work_id":"spaces/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository","view_of":"/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository","status":"in_force","force_status":"in_force","date_state":"current","requested_date":null,"as_of":"2026-11-01","applies_from":null,"application":null,"version_label":"Consolidated version of 29 April 2024","check":{"against":"EUR-Lex","on":"2026-10-26"},"check_result":"matched","official_url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02013R0150-20240429","valid_from":"2013-03-15","valid_until":null,"content_id":"55d790e3f915172d","versions":["2013-03-15"],"version_url":"https://www.headlesslaw.com/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository/articles/11/versions/2022-10-27","revision_url":"https://www.headlesslaw.com/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository/articles/11/versions/2022-10-27/rev/55d790e3f915172d","versions_url":"https://www.headlesslaw.com/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository/articles/11/versions","relations_url":"https://www.headlesslaw.com/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository/articles/11/relations","act_url":"https://www.headlesslaw.com/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository#art-11","source_line":"Commission Delegated Regulation (EU) No 150/2013 · binding · OJ L 52, 23.2.2013 · dated 19 Dec 2012 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"delegated_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2012-12-19","entry_into_force":"2013-03-15","locators":{"document_date":"CELLAR 32013R0150 work_date_document","entry_into_force":"CELLAR 32013R0150 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository","path":"/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository","name":"Commission Delegated Regulation (EU) No 150/2013","number":"150/2013","celex":"32013R0150","title_official":"COMMISSION DELEGATED REGULATION (EU) No 150/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository (Text with EEA relevance)","document_date":"2012-12-19"},"position":{"kind":"article","key":"11","index":11,"articles":28,"annexes":0},"prev":{"path":"/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository/articles/10","key":"10","title":"Article 10 — Staffing policies and procedures"},"next":{"path":"/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository/articles/12","key":"12","title":"Article 12 — Financial reports and business plans"},"act_anchor":"#art-11"}},"provenance":{"official_url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02013R0150-20240429","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository.md","unit_text_sha256":"6aef0fd8edbb4ae83bbb5d29686f2ed60bfa7d5b13d631ff85bb8567cc1f6257","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/emir/level-2/rts/150-2013-details-of-the-application-for-registration-as-a-trade-repository/art-11","kind":"article","key":"11","heading":"Article 11 — Fitness and properness","text":"## <a id=\"art-11\"></a>Article 11 — Fitness and properness\n\nAn application for registration as a trade repository shall contain the following information about the applicant's staff:\n\n<a id=\"art-11-p-a\"></a>**(a)** a general list of the staff directly employed by the trade repository, including their role and qualifications per role;\n\n<a id=\"art-11-p-b\"></a>**(b)** a specific description of the information technology staff directly employed to provide trade repository services, together with the role and the qualifications of each individual;\n\n<a id=\"art-11-p-c\"></a>**(c)** a description of the roles and qualifications of each individual who is responsible for internal audit, internal controls, compliance and risk assessment;\n\n<a id=\"art-11-p-d\"></a>**(d)** the identity of the dedicated staff members and those members of the staff that are operating under an outsourcing arrangement;\n\n<a id=\"art-11-p-e\"></a>**(e)** details of the training on the applicant's policies and procedures as well as the trade repository business, including any examination or other type of formal assessment required for staff regarding the conduct of trade repository activities.\n\nThe description referred to in point (b) shall include written evidence of the academic diploma and experience in information technology of at least one senior staff member responsible for IT matters.;\n\n**SECTION 5 — Financial resources for the performance of the trade repository**\n\n","marks":[],"text_hash":"6aef0fd8edbb4ae83bbb5d29686f2ed60bfa7d5b13d631ff85bb8567cc1f6257","revision":1}}