{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2026-10-26","gaps":[],"covered":["2021/731 — Delegated act — Penalties imposed on third-country central counterparties [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/emir/level-2/delegated-acts/2021-731-penalties-imposed-on-third-country-central-counterparties/articles/1","url":"https://www.headlesslaw.com/emir/level-2/delegated-acts/2021-731-penalties-imposed-on-third-country-central-counterparties/articles/1","title":"Article 1 — Subject matter","family":"l2_unit_view","work_id":"spaces/emir/level-2/delegated-acts/2021-731-penalties-imposed-on-third-country-central-counterparties","view_of":"/emir/level-2/delegated-acts/2021-731-penalties-imposed-on-third-country-central-counterparties","status":"in_force","force_status":"in_force","date_state":"current","requested_date":null,"as_of":"2026-11-01","applies_from":null,"application":null,"version_label":"Commission Delegated Regulation (EU) 2021/731, OJ L 158, 6.5.2021","check":{"against":"EUR-Lex","on":"2026-10-26"},"check_result":"matched","official_url":"https://eur-lex.europa.eu/eli/reg_del/2021/731/oj/eng","valid_from":"2021-05-07","valid_until":null,"content_id":"709e73d39ad6e3e8","versions":["2021-05-07"],"version_url":"https://www.headlesslaw.com/emir/level-2/delegated-acts/2021-731-penalties-imposed-on-third-country-central-counterparties/articles/1/versions/2026-10-26","revision_url":"https://www.headlesslaw.com/emir/level-2/delegated-acts/2021-731-penalties-imposed-on-third-country-central-counterparties/articles/1/versions/2026-10-26/rev/709e73d39ad6e3e8","versions_url":"https://www.headlesslaw.com/emir/level-2/delegated-acts/2021-731-penalties-imposed-on-third-country-central-counterparties/articles/1/versions","relations_url":"https://www.headlesslaw.com/emir/level-2/delegated-acts/2021-731-penalties-imposed-on-third-country-central-counterparties/articles/1/relations","act_url":"https://www.headlesslaw.com/emir/level-2/delegated-acts/2021-731-penalties-imposed-on-third-country-central-counterparties#art-1","source_line":"Commission Delegated Regulation (EU) 2021/731 · binding · OJ L 158, 6.5.2021 · dated 26 Jan 2021 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"delegated_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2021-01-26","entry_into_force":"2021-05-07","locators":{"document_date":"CELLAR 32021R0731 work_date_document","entry_into_force":"CELLAR 32021R0731 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/emir/level-2/delegated-acts/2021-731-penalties-imposed-on-third-country-central-counterparties","path":"/emir/level-2/delegated-acts/2021-731-penalties-imposed-on-third-country-central-counterparties","name":"Commission Delegated Regulation (EU) 2021/731","number":"2021/731","celex":"32021R0731","title_official":"COMMISSION DELEGATED REGULATION (EU) 2021/731 of 26 January 2021 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to rules of procedure for penalties imposed on third-country central counterparties or related third parties by the European Securities and Markets Authority (Text with EEA relevance)","document_date":"2021-01-26"},"position":{"kind":"article","key":"1","index":1,"articles":12,"annexes":0},"prev":null,"next":{"path":"/emir/level-2/delegated-acts/2021-731-penalties-imposed-on-third-country-central-counterparties/articles/2","key":"2","title":"Article 2 — Right to be heard by the investigation officer"},"act_anchor":"#art-1"}},"provenance":{"official_url":"https://eur-lex.europa.eu/eli/reg_del/2021/731/oj/eng","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/emir/level-2/delegated-acts/2021-731-penalties-imposed-on-third-country-central-counterparties.md","unit_text_sha256":"80f863608f4c6f23c6b6817a49776280a74867eddb7ada856fc05509eb4b79c3","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/emir/level-2/delegated-acts/2021-731-penalties-imposed-on-third-country-central-counterparties/art-1","kind":"article","key":"1","heading":"Article 1 — Subject matter","text":"## <a id=\"art-1\"></a>Article 1 — Subject matter\n\nThis Regulation specifies further the rules of procedure regarding fines and periodic penalty payments to be imposed by the European Securities and Markets Authority (ESMA) on third-country central counterparties (CCPs) or related third parties to whom those CCPs have outsourced operational functions or activities subject to ESMA’s investigation and enforcement proceedings, including rules on the right of defence and limitation periods.\n\n","marks":[],"text_hash":"80f863608f4c6f23c6b6817a49776280a74867eddb7ada856fc05509eb4b79c3","revision":1}}