{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2024-11-06","gaps":[],"covered":["ESMA Q&A 2328 — Q&A — Regulation (EU) 2022/2554 - The Digital Operational [Question Rejected] L3"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"the ESMA publication"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/dora/level-3/q-and-a/esma/esma-qa-2328-regulation-eu-2022-2554-the-digital-operational-resilience","url":"https://www.headlesslaw.com/dora/level-3/q-and-a/esma/esma-qa-2328-regulation-eu-2022-2554-the-digital-operational-resilience","title":"ESMA Q&A 2328 — Q&A — Regulation (EU) 2022/2554 - The Digital Operational [Question Rejected]","family":"l3","work_id":"spaces/dora/level-3/q-and-a/esma/esma-qa-2328-regulation-eu-2022-2554-the-digital-operational-resilience","status":"question rejected","force_status":null,"date_state":"current","requested_date":null,"as_of":"2026-11-02","applies_from":null,"application":null,"version_label":"ESMA Q&A register, 6 November 2024","check":{"against":"the ESMA publication","on":"2026-10-26"},"check_result":"matched","official_url":"https://www.esma.europa.eu/publications-data/questions-answers/2328","valid_from":"0001-01-01","valid_until":null,"revision":1,"content_id":"b18eb72dea14fdf6","change_date":null,"nearest_versions":["2024-11-06"],"first_text_date":null,"correction_applies":false,"versions":["2024-11-06"],"version_url":"https://www.headlesslaw.com/dora/level-3/q-and-a/esma/esma-qa-2328-regulation-eu-2022-2554-the-digital-operational-resilience/versions/2024-11-06","revision_url":"https://www.headlesslaw.com/dora/level-3/q-and-a/esma/esma-qa-2328-regulation-eu-2022-2554-the-digital-operational-resilience/versions/2024-11-06/rev/b18eb72dea14fdf6","versions_url":"https://www.headlesslaw.com/dora/level-3/q-and-a/esma/esma-qa-2328-regulation-eu-2022-2554-the-digital-operational-resilience/versions","relations_url":"https://www.headlesslaw.com/dora/level-3/q-and-a/esma/esma-qa-2328-regulation-eu-2022-2554-the-digital-operational-resilience/relations","source_line":"Question published in the ESMA Q&A tool · no answer · not legislation [Question Rejected]","attribution":{"prepared_by":"not stated in the document","published_by":"ESMA","published_in":"ESMA Q&A tool","document_type":"qa_question","legal_nature":"not_legislation","addressees":"not stated in the document","dates":{"question_submitted_on":"2024-11-06","locators":{"question_submitted_on":"ESMA Q&A Excel export ESMA_QA_2328, column 'Date of submission'"}},"adoption":null}},"provenance":{"official_url":"https://www.esma.europa.eu/publications-data/questions-answers/2328","check":{"result":"matched","checked_at":"2026-10-26","against":"the ESMA publication"},"repo_path":"spaces/dora/level-3/q-and-a/esma/esma-qa-2328-regulation-eu-2022-2554-the-digital-operational-resilience.md","body_sha256":"cb41121512fb1b85ed5e89dfc3d15f89380c7a36faf8cdefbfb95f9d6df0b322"},"units":[],"markdown":"---\ntitle: \"ESMA Q&A 2328 — Q&A — Regulation (EU) 2022/2554 - The Digital Operational [Question Rejected]\"\nshortTitle: \"ESMA Q&A 2328 — Q&A — Regulation (EU) 2022/2554 - The Digital Operational [Question Rejected]\"\nanswer_id: ESMA_QA_2328\ntopic: \"Other DORA topics\"\nstatus: \"Question Rejected\"\ntype: qa\ninstrument_type: qa\nauthority: ESMA\nbinding: false\nbinding_character: non_binding\nlegal_status: withdrawn\nregulation: \"DORA\"\ndora_level3: true\nmica_level2: false\nlegal_basis: \"DORA\"\ndate: 6 November 2024\nsource_link: https://www.esma.europa.eu/publications-data/questions-answers/2328\nlifecycle: \"Question Rejected\"\ntext_version: \"ESMA Q&A register, 6 November 2024\"\nsource_url: \"https://www.esma.europa.eu/publications-data/questions-answers/2328\"\ncheck_status: matched\nverified: true\nlast_checked: 2026-10-26\nchecked_against: \"the ESMA publication\"\nsource:\n  prepared_by: \"not stated in the document\"\n  published_by: \"ESMA\"\n  published_in: \"ESMA Q&A tool\"\n  evidence:\n    prepared_by: \"ESMA_QA_2328\"\n    locator: \"ESMA Q&A entry ESMA_QA_2328: no answer; no author named\"\ndocument_type: \"qa_question\"\nlegal_nature: \"not_legislation\"\naddressees: \"not stated in the document\"\ndates:\n  question_submitted_on: \"2024-11-06\"\n  locators:\n    question_submitted_on: \"ESMA Q&A Excel export ESMA_QA_2328, column 'Date of submission'\"\nlifecycle_label: \"Question Rejected\"\n---\n\n**Question published in the ESMA Q&A tool · no answer · not legislation [Question Rejected]**\n\n*Question Rejected · ESMA Q&A register, 6 November 2024 · Checked against the ESMA publication on 26 Oct 2026 · [Official source](https://www.esma.europa.eu/publications-data/questions-answers/2328)*\n\n| | |\n|---|---|\n| **Full title** | ESMA Q&A 2328 — Q&A — Regulation (EU) 2022/2554 - The Digital Operational \\[Question Rejected\\] |\n| **Prepared by** | Not stated in the document |\n| **Published by** | ESMA, in the ESMA Q&A tool |\n| **Reference** | ESMA_QA_2328 |\n| **Document type** | Q&A |\n| **Legal nature** | No answer · not legislation |\n| **Addressees** | Not stated in the document |\n| **Dates** | Question submitted 6 November 2024 |\n| **Legal basis** | DORA |\n| **Related instruments** | None recorded |\n| **Text on this page** | Word for word — the full text of the ESMA publication |\n\n**Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)**\n\n### Question\n\nWe have service providers (Market Axess), who classify themselves as DORA-relevant because they offer regulated financial services (ARM and APA). However, they do not see themselves obligated to make contractual adjustments according to Article 30. This is because \"financial services\" would not fall under the definition of \"ICT service\" as per [Article 3(21)](../../../articles/3.md) of DORA. Additionally, this requirement would only apply to non-regulated companies. Is this understanding correct?\n\n***\n\n**Source:** [ESMA original document](https://www.esma.europa.eu/publications-data/questions-answers/2328)\n"}