<!-- headlesslaw {"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2024-02-02","gaps":[],"covered":["ESMA Q&A 2091 — Q&A — impelemtation of Article 10 (4) [Question Rejected] L3"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"the ESMA publication"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/dora/level-3/q-and-a/esma/esma-qa-2091-impelemtation-of-article-10-4","url":"https://www.headlesslaw.com/dora/level-3/q-and-a/esma/esma-qa-2091-impelemtation-of-article-10-4","title":"ESMA Q&A 2091 — Q&A — impelemtation of Article 10 (4) [Question Rejected]","family":"l3","work_id":"spaces/dora/level-3/q-and-a/esma/esma-qa-2091-impelemtation-of-article-10-4","status":"question rejected","force_status":null,"date_state":"current","requested_date":null,"as_of":"2026-11-02","applies_from":null,"application":null,"version_label":"ESMA Q&A register, 2 February 2024","check":{"against":"the ESMA publication","on":"2026-10-26"},"check_result":"matched","official_url":"https://www.esma.europa.eu/publications-data/questions-answers/2091","valid_from":"0001-01-01","valid_until":null,"revision":1,"content_id":"597567ae695a0523","change_date":null,"nearest_versions":["2024-02-02"],"first_text_date":null,"correction_applies":false,"versions":["2024-02-02"],"version_url":"https://www.headlesslaw.com/dora/level-3/q-and-a/esma/esma-qa-2091-impelemtation-of-article-10-4/versions/2024-02-02","revision_url":"https://www.headlesslaw.com/dora/level-3/q-and-a/esma/esma-qa-2091-impelemtation-of-article-10-4/versions/2024-02-02/rev/597567ae695a0523","versions_url":"https://www.headlesslaw.com/dora/level-3/q-and-a/esma/esma-qa-2091-impelemtation-of-article-10-4/versions","relations_url":"https://www.headlesslaw.com/dora/level-3/q-and-a/esma/esma-qa-2091-impelemtation-of-article-10-4/relations","source_line":"Question published in the ESMA Q&A tool · no answer · not legislation [Question Rejected]","attribution":{"prepared_by":"not stated in the document","published_by":"ESMA","published_in":"ESMA Q&A tool","document_type":"qa_question","legal_nature":"not_legislation","addressees":"not stated in the document","dates":{"question_submitted_on":"2024-02-02","locators":{"question_submitted_on":"ESMA Q&A Excel export ESMA_QA_2091, column 'Date of submission'"}},"adoption":null}}} -->
---
title: "ESMA Q&A 2091 — Q&A — impelemtation of Article 10 (4) [Question Rejected]"
shortTitle: "ESMA Q&A 2091 — Q&A — impelemtation of Article 10 (4) [Question Rejected]"
answer_id: ESMA_QA_2091
topic: "ICT risk management"
status: "Question Rejected"
type: qa
instrument_type: qa
authority: ESMA
binding: false
binding_character: non_binding
legal_status: withdrawn
regulation: "DORA"
dora_level3: true
mica_level2: false
legal_basis: "„4.   Data reporting service providers shall, in addition, have in place systems that can effectively check trade reports for completeness, identify omissions and obvious errors, and request re-transmission of those reports.”"
date: 2 February 2024
source_link: https://www.esma.europa.eu/publications-data/questions-answers/2091
lifecycle: "Question Rejected"
text_version: "ESMA Q&A register, 2 February 2024"
source_url: "https://www.esma.europa.eu/publications-data/questions-answers/2091"
check_status: matched
verified: true
last_checked: 2026-10-26
checked_against: "the ESMA publication"
source:
  prepared_by: "not stated in the document"
  published_by: "ESMA"
  published_in: "ESMA Q&A tool"
  evidence:
    prepared_by: "ESMA_QA_2091"
    locator: "ESMA Q&A entry ESMA_QA_2091: no answer; no author named"
document_type: "qa_question"
legal_nature: "not_legislation"
addressees: "not stated in the document"
dates:
  question_submitted_on: "2024-02-02"
  locators:
    question_submitted_on: "ESMA Q&A Excel export ESMA_QA_2091, column 'Date of submission'"
lifecycle_label: "Question Rejected"
---

**Question published in the ESMA Q&A tool · no answer · not legislation [Question Rejected]**

*Question Rejected · ESMA Q&A register, 2 February 2024 · Checked against the ESMA publication on 26 Oct 2026 · [Official source](https://www.esma.europa.eu/publications-data/questions-answers/2091)*

| | |
|---|---|
| **Full title** | ESMA Q&A 2091 — Q&A — impelemtation of Article 10 (4) \[Question Rejected\] |
| **Prepared by** | Not stated in the document |
| **Published by** | ESMA, in the ESMA Q&A tool |
| **Reference** | ESMA_QA_2091 |
| **Document type** | Q&A |
| **Legal nature** | No answer · not legislation |
| **Addressees** | Not stated in the document |
| **Dates** | Question submitted 2 February 2024 |
| **Legal basis** | „4.   Data reporting service providers shall, in addition, have in place systems that can effectively check trade reports for completeness, identify omissions and obvious errors, and request re-transmission of those reports.” |
| **Related instruments** | None recorded |
| **Text on this page** | Word for word — the full text of the ESMA publication |

**impelemtation of Article 10 (4)**

### Question

Can you elaborate the requirement above? What an effective check should contain and how should be implemented practically?

***

**Source:** [ESMA original document](https://www.esma.europa.eu/publications-data/questions-answers/2091)