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Published]","attribution":{"prepared_by":"ESMA","published_by":"ESMA","published_in":"ESMA Q&A tool","document_type":"qa_answer","legal_nature":"not_legislation","addressees":"not stated in the document","dates":{"published_on":"2022-12-16","question_submitted_on":"2022-12-16","locators":{"published_on":"ESMA Q&A Excel export ESMA_QA_783, column 'Esma responses', date line","question_submitted_on":"ESMA Q&A Excel export ESMA_QA_783, column 'Date of submission'"}},"adoption":null}},"provenance":{"official_url":"https://www.esma.europa.eu/publications-data/questions-answers/783","check":{"result":"matched","checked_at":"2026-10-26","against":"the ESMA publication"},"repo_path":"spaces/dlt-pilot/level-3/q-and-a/esma/esma-qa-783-transaction-reporting.md","body_sha256":"6b82d2ffe43107ef80bd04d0a54149d9547fc1ce3b79b32e6ee54454c5c358c6"},"units":[],"markdown":"---\ntitle: \"ESMA Q&A 783 — Q&A — Transaction reporting [Answer Published]\"\nshortTitle: \"ESMA Q&A 783 — Q&A — Transaction reporting [Answer Published]\"\nanswer_id: ESMA_QA_783\ntopic: \"DLT Pilot Regime\"\nstatus: \"Answer Published\"\ntype: qa\ninstrument_type: qa\nauthority: ESMA\nbinding: false\nbinding_character: non_binding\nlegal_status: in_force\nregulation: \"DLT Pilot\"\ndlt_level3: true\nmica_level2: false\nlegal_basis: \"MiFID RTS 22\"\ndate: 16 December 2022\nsource_link: https://www.esma.europa.eu/publications-data/questions-answers/783\nlifecycle: \"Answer Published\"\ntext_version: \"ESMA Q&A register, 16 December 2022\"\nsource_url: \"https://www.esma.europa.eu/publications-data/questions-answers/783\"\ncheck_status: matched\nverified: true\nlast_checked: 2026-10-26\nchecked_against: \"the ESMA publication\"\nsource:\n  prepared_by: \"ESMA\"\n  published_by: \"ESMA\"\n  published_in: \"ESMA Q&A tool\"\n  evidence:\n    prepared_by: \"ESMA Answer\"\n    locator: \"ESMA Q&A entry ESMA_QA_783: field 'ESMA Answer', no 'Answer provided by' line\"\ndocument_type: \"qa_answer\"\nlegal_nature: \"not_legislation\"\naddressees: \"not stated in the document\"\ndates:\n  published_on: \"2022-12-16\"\n  question_submitted_on: \"2022-12-16\"\n  locators:\n    published_on: \"ESMA Q&A Excel export ESMA_QA_783, column 'Esma responses', date line\"\n    question_submitted_on: \"ESMA Q&A Excel export ESMA_QA_783, column 'Date of submission'\"\nlifecycle_label: \"Answer Published\"\n---\n\n**Answer by ESMA, published in its Q&A tool · not legislation · published 16 Dec 2022 [Answer Published]**\n\n*Answer Published · ESMA Q&A register, 16 December 2022 · Checked against the ESMA publication on 26 Oct 2026 · [Official source](https://www.esma.europa.eu/publications-data/questions-answers/783)*\n\n| | |\n|---|---|\n| **Full title** | ESMA Q&A 783 — Q&A — Transaction reporting \\[Answer Published\\] |\n| **Prepared by** | ESMA |\n| **Published by** | ESMA, in the ESMA Q&A tool |\n| **Reference** | ESMA_QA_783 |\n| **Document type** | Q&A |\n| **Legal nature** | Not legislation |\n| **Addressees** | Not stated in the document |\n| **Dates** | Published 16 December 2022; question submitted 16 December 2022 |\n| **Legal basis** | MiFID RTS 22 |\n| **Related instruments** | None recorded |\n| **Text on this page** | Word for word — the full text of the ESMA publication |\n\n**Transaction reporting**\n\n### Question\n\nShould DLT MTFs/TSS populate Field 40 – Complex trade ID of RTS 22?\n\n***\n\n### Answer\n\nIrrespective of whether an exemption from reporting was granted or not, Field 40 “Complex trade ID” should not be populated because strategies do not fall into the scope as defined in Article 3(1) of the DLT Pilot regime regulation\\[1\\].\n\n\\[1\\] ESMA Report on DLT Pilot regime. Paras 184: ESMA clarifies that this field does not apply in this context because strategies do not fall within the DLT Pilot scope.\n\n***\n\n**Source:** [ESMA original document](https://www.esma.europa.eu/publications-data/questions-answers/783)\n"}